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FINRA Awards for Delta A. Harrison Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0124003/13/2009Claimant(s): Delta A. Harrison Trust, Eugene L. Harrison Trust
Claimant Lawyers(s): Brian J. Rayment
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Steven J. Balaban, Carroll O. Johnson, Helmut O. Wolff
Hearing Site: Oklahoma City, OK
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