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FINRA Awards for David C. Redford

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0568304/23/2010Claimant(s): Sukmanee Lin
Claimant Lawyers(s): Lionel Lin
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): David C. Redford
Hearing Site: Houston, TX
Checkmark Icon$7,601
07-0080511/01/2007Claimant(s): Scottrade.
Claimant Lawyers(s): Thomas L. Azar
Respondent(s): John Gott
Respondent Lawyers(s): John C. Gott
Arbitrator(s): Kathy R. Holler, Lynne M. Gomez, David C. Redford
Hearing Site: Houston, TX
Checkmark Icon$0

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