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FINRA Awards for Wells Fargo Clearing Services

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Displaying 481-483 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0137410/24/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert Christie
Respondent(s): John Moore
Respondent Lawyers(s): John Hoffman Moore
Arbitrator(s): Robert L. Lestina
Hearing Site: Atlanta, GA
17-0030608/15/2017Claimant(s): David Rosenberg
Claimant Lawyers(s): Mark S. Gregory
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
17-0084508/09/2017Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s): Anthony Della Vecchia
Respondent Lawyers(s): Anthony Della Vecchia
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY

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