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FINRA Awards for Clarence Smith

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Displaying 21-24 out of 24 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0078208/04/2010Claimant(s): E1 Asset Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ched Gelb
Respondent Lawyers(s): Ched J. Gelb
Arbitrator(s): Clarence Smith
Hearing Site: New York, NY
08-0040502/18/2010Claimant(s): David Dateshidze, Irakli Gionti
Claimant Lawyers(s): Arnold I. Kalman
Respondent(s): RBC Dain Rauscher.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): Barry A. Mahler, Clarence Smith, Paul R. Walsh
Hearing Site: New York, NY
Checkmark Icon$1,065,600
07-0332101/28/2009Claimant(s): William Barber
Claimant Lawyers(s): Fred Van Remortel
Respondent(s): Scott & Stringfellow, BB&T Capital Markets
Respondent Lawyers(s): Sarah L. Allgeier
Arbitrator(s): Charles L. Henderson, Clarence Smith, Edna Rubin Sussman
Hearing Site: New York, NY
07-0347410/20/2008Claimant(s): Alan Lehman
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Howard Corum, Chicago Investment Group
Respondent Lawyers(s): Elizabeth Neugent Dixon
Arbitrator(s): Judith E. Gross, Clarence Smith, Cheryl H. Agris
Hearing Site: New York, NY
Checkmark Icon$155,000

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