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FINRA Awards for Thomas Michael Genovese

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0421506/10/2014Claimant(s): Randall Auker
Claimant Lawyers(s): Stacie H. Rosenzweig
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James D. Adducci, Kenneth J. Good, Thomas Michael Genovese
Hearing Site: Chicago, IL
10-0465309/02/2011Claimant(s): Christian Malm, Erick Malm, Heidi Malm, Niel Malm, Signe Belden
Claimant Lawyers(s): Daniel S. Hefter
Respondent(s): Charles Schwab & Co.., Reita Malm
Respondent Lawyers(s): John D. Clark, Sean B. Meehan
Arbitrator(s): Michael S. Jordan, Wendell White Clancy, Thomas Michael Genovese
Hearing Site: Chicago, IL
Checkmark Icon$236,600

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