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FINRA Awards for Terry M Lloyd

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0006607/19/2012Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Stephen Grant
Respondent Lawyers(s): Stephen Duncan Grant
Arbitrator(s): Terry M Lloyd
Hearing Site: San Francisco, CA
08-0470109/23/2009Claimant(s): Paul Edwards
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Charles Schwab & Co.., Randall Merk, Rupesh Shah
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Ralph A. Cotton, Terry M Lloyd, Bradley C. Mitchell
Hearing Site: San Francisco, CA
Checkmark Icon$25,000

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