FINRA Awards for Sigma Financial Corporation

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Displaying 21-23 out of 23 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-04833	02/28/2012	Claimant(s): Carol Mitchell-Gears, Keith Mitchell-Gears Claimant Lawyers(s): Irwin Stein, Tanya Sacks Respondent(s): August Stock, Jerome Rydell, John McClellan, Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Joe S. Tarrer, Ralph H. Martin, Robert S. Baran Hearing Site: Phoenix, AZ		Expungement
10-01093	05/06/2011	Claimant(s): Evelyn Kesler, Evelyn Kesler Revocable Living Trust Claimant Lawyers(s): David M. Foster Respondent(s): Robert Hardies, Sigma Financial Corporation Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): John P. Gouttiere, Peter J. Henning, William C. Alsover Hearing Site: Detroit, MI		$0
07-00438	11/13/2008	Claimant(s): Dan Emmerich, James Gill, Larry Vollmer, Scott Elliot Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Terry Moffatt, Sigma Financial Corporation Respondent Lawyers(s): David M. Foster, Gary D. Saretsky Arbitrator(s): Michael D. Patterson, Roland L. Olzark, William C. Alsover Hearing Site: Detroit, MI		$0