Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-03729 | 01/09/2018 | Claimant(s): John Wartman, John M. Wartman Roth IRA Claimant Lawyers(s): John M. Wartman Respondent(s): D.A. Davidson & Co. Respondent Lawyers(s): Elizabeth Lowery Arbitrator(s): Steven H. Gentry Hearing Site: Los Angeles, CA |  | $0 |
| 15-00027 | 05/19/2017 | Claimant(s): Robert Dale, Robert Dale IRA Claimant Lawyers(s): David Liebrader Respondent(s): Daniel Levin, Scott Schroeder Respondent Lawyers(s): Daniel Edward Levin, Scott Donovan Schroeder Arbitrator(s): Elliott Zachary Seff, Brent J. Rosenbaum, Steven H. Gentry Hearing Site: Los Angeles, CA | | $23,848 |
| 14-01387 | 09/21/2015 | Claimant(s): Tracy Chen Claimant Lawyers(s): Laura Sullivan Respondent(s): Morgan Stanley Respondent Lawyers(s): Trish M. Higgins Arbitrator(s): James D. Knotter, June McLaughlin, Steven H. Gentry Hearing Site: Los Angeles, CA |