Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-02472 | 06/03/2009 | Claimant(s): Mary Lou Soldato Claimant Lawyers(s): David A. Genelly Respondent(s): Joseph Fabian, FSC Securities Corporation Respondent Lawyers(s): Jon M. Bylsma, Samuel P. Mauch Arbitrator(s): Raymond P. Buschmann, Theresa A Gillerlain, Matthew P. Hardy Hearing Site: Chicago, IL |  | $115,225 |
| 06-01451 | 06/16/2008 | Claimant(s): Joseph Moceri, IRA, Judith Moceri, 401(K) and Profit Sharing Plan, Joseph Moceri Trust Claimant Lawyers(s): Dean J. Groulx Respondent(s): Kenneth BrandtL fka Linsco/Private Ledger Corp., Brandt, Kelly & Simmons Securities Respondent Lawyers(s): Samuel P. Mauch Arbitrator(s): Marvin I. Horowitz, Barry Goldman, Anthony J. Bove Hearing Site: Detroit, MI | | Stipulated Award and Expungement |
| 06-05029 | 12/19/2007 | Claimant(s): Advest. Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Jeffrey Kelley Respondent Lawyers(s): Joseph William Conway Arbitrator(s): Hearing Site: Pittsburgh, PA |