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FINRA Awards for Carl E. Ver Beek

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Case Number Award Date Case Summary Customer Case? Amount Granted
24-0036708/22/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith Barnett
Respondent(s): Eric Hall
Respondent Lawyers(s): Eric Kim Hall
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Indianapolis, IN
23-0335108/12/2024Claimant(s): Lee Rycraft
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Rochelle Mayfield
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN

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