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FINRA Awards for Woodbury Financial Services.

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Displaying 51-60 out of 64 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0407006/06/2013Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Courtney Rogers Reid
Respondent(s): David Strunc
Respondent Lawyers(s): David Isaiah Strunc
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
11-0438007/13/2012Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Elyse W. Grant
Respondent(s): Anissa Cooke
Respondent Lawyers(s): Anissa Lynette Cooke
Arbitrator(s): Herbert Liberman
Hearing Site: San Francisco, CA
10-0568907/11/2012Claimant(s): Louis Micciulla
Claimant Lawyers(s): David C. Franceski
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Edward Blumstein, William W. Lowe, Robert C. Scanlan
Hearing Site: Philadelphia, PA
10-0228006/05/2012Claimant(s): The Kevin S. Phillips Define Benefit
Claimant Lawyers(s): Martin R. Galbut
Respondent(s): Angela Phillips, Kevin Phillips, Woodbury Financial Services.
Respondent Lawyers(s): Jeffrey D. Hedlund, Robert D. Mitchell
Arbitrator(s): Robert S. McConnell, Thomas P. Delnoce, Marc Kalish
Hearing Site: Phoenix, AZ
Checkmark Icon$171,469
10-0179007/07/2011Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Justin P. Krypel
Respondent(s): Randall Deane
Respondent Lawyers(s): Philip J Snyderburn
Arbitrator(s): Robert S. Natiss
Hearing Site: Orlando, FL
10-0230805/26/2011Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Julie H. Firestone
Respondent(s): Brett Bauer
Respondent Lawyers(s): Brett Bauer
Arbitrator(s): James A. Lundberg
Hearing Site: Minneapolis, MN
09-0272404/20/2011Claimant(s): Shelby Rothman
Claimant Lawyers(s): William K. Brewer
Respondent(s): Opinder Marwah, Woodbury Financial Services.
Respondent Lawyers(s): Martin S. Chester
Arbitrator(s): Suzanne Viau Chamberlain, Robert Bruce MacDonald, John W. Garman
Hearing Site: Los Angeles, CA
09-0539604/13/2011Claimant(s): NNN Aventura Harbor 14 LLC, The Revocable Living Trust of Edward and
Claimant Lawyers(s): David Liebrader
Respondent(s): Jeffrey Gurman, Woodbury Financial Services.
Respondent Lawyers(s): Jesse Linebaugh, Ryan D. Harvey
Arbitrator(s): Dean Schneider, Michael G. Clark, Melvin S. Feldman
Hearing Site: Los Angeles, CA
Checkmark Icon$605,750
09-0347706/17/2010Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Martin S. Chester
Respondent(s): Michael Dagnan
Respondent Lawyers(s): Michael Asher Dagnan
Arbitrator(s): Ronald G. Johnson
Hearing Site: Dallas, TX
09-0251610/12/2009Claimant(s): Kenneth Cherrier
Claimant Lawyers(s): Terrence J. Fleming
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Irene E. Bassock
Arbitrator(s): James A. Lundberg, Loyall E. Wilson, Donald Ray McNeil
Hearing Site: Minneapolis, MN

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