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FINRA Awards for Charles L. Prothero

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0165605/19/2009Claimant(s): Barry Liben
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Christopher M. Burky
Arbitrator(s): Charles L. Prothero, Douglas John Baumann, Robert Philip Mather
Hearing Site: Newark, NJ
Checkmark Icon$16,205
06-0174811/14/2008Claimant(s): Joy Phillips
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Joseph Murphy, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David J. Libowksy
Arbitrator(s): Charles L. Prothero, Irene C. Warshauer, Erica Levitt
Hearing Site: Newark, NJ
Checkmark Icon$4,977

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