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FINRA Awards for Sandra C. Alford Revocable Living Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0242001/07/2020Claimant(s): Sandra Alford, Sandra C. Alford Revocable Living Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Philip J. Glick, Albert J. Haller, Joshua Eric Lubatkin
Hearing Site: St. Louis, MO
Checkmark Icon$2,629,270

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