| 10-01015 | 12/21/2010 | Claimant(s): Stewart & Frieda Fuhrmann JT TEN
Claimant Lawyers(s): Stewart M. Fuhrmann
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
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| 08-01224 | 07/29/2009 | Claimant(s): Victoria Kaufman
Claimant Lawyers(s): Stanislaus S. Mroczkowski
Respondent(s): UBS Financial Services Inc., Scott Rose
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jeffrey Steinberg, Abraham Harry Bunis, Stephen L. Lister
Hearing Site: New York, NY
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| 08-03509 | 07/27/2009 | Claimant(s): Ronald Morrone
Claimant Lawyers(s): Dan A. Druz
Respondent(s): IFMG Securities.L Financial Corporation, Sun Life Financial Distributors.
Respondent Lawyers(s): N. Nancy Ghabai
Arbitrator(s): Daniel J. McCarthy, Abraham Harry Bunis, Thomas A. Abitabile
Hearing Site: Newark, NJ
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| 08-04020 | 07/10/2009 | Claimant(s): James Manfredonia
Claimant Lawyers(s): Brian S. Kaplan
Respondent(s): Ernest Dahlman, Simon Rose, Dahlman Rose & Company
Respondent Lawyers(s): Errol F. Margolin
Arbitrator(s): William E. Smith, Abraham Harry Bunis, Walter W. Jensen
Hearing Site: New York, NY
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