FINRA Awards for Frederick Michael Switzer

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Displaying 21-23 out of 23 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-02543	06/23/2009	Claimant(s): David R. Smith Revocable Trust Claimant Lawyers(s): Peter H. Love Respondent(s): Citigroup Global Markets., Citigroup Alternative Investments Respondent Lawyers(s): Hugo A. Hilgendorff Arbitrator(s): Frederick Michael Switzer, John Bruce Witwer, Jeffrey N. Sullivan Hearing Site: St. Louis, MO		$0
07-02742	11/03/2008	Claimant(s): A.G. Edwards & Sons. Claimant Lawyers(s): Alicia Etre Respondent(s): Gene Harshman, Karen Loeschen, Krista Savage, Merrill Lynch Pierce Fenner & Smith Inc., Richard Marcolla, Robert Barry, Thomas Cutrone, William Easterling Respondent Lawyers(s): Curtis C. Calloway, Todd J. Kaiser Arbitrator(s): John N. Reidy, Frederick Michael Switzer, John Bruce Witwer Hearing Site: St. Louis, MO		$265,500
07-01428	08/21/2008	Claimant(s): Alberta Murstein, Alberta Sue Murstein Rev. Living Trust Claimant Lawyers(s): David O. Kreuter Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Douglas Appel Arbitrator(s): M. Eileen Dorsey, Albert J. Haller, Frederick Michael Switzer Hearing Site: St. Louis, MO		$16,000