Potomac Analytics' Logo

FINRA Awards for Jonathan Richard Lake

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0231312/28/2017Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jonathan Lake
Respondent Lawyers(s): Jonathan Richard Lake
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY

1 Results

Display: