Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 10-00883 | 01/19/2011 | Claimant(s): John Bartolomeo Claimant Lawyers(s): John Doar Respondent(s): Christopher Fenton, M&T Securities. Respondent Lawyers(s): Catherine Grantier Cooley Arbitrator(s): Jeffrey E. Stockholm, Robert J. Allen, Edward W. Morris Hearing Site: Albany, NY |  | $30,300 |
| 09-04150 | 12/02/2010 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): Diana Sur Respondent(s): Jerry Czin Respondent Lawyers(s): Joseph P. Paranac Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | ||
| 10-01357 | 11/15/2010 | Claimant(s): Joseph Griglak IRA Claimant Lawyers(s): Joseph Griglak Respondent(s): Joseph Riccelli Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $213 |
| 10-00214 | 10/26/2010 | Claimant(s): Stuart Suskind Claimant Lawyers(s): Stuart P. Suskind Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Raul Sanchez Arbitrator(s): Edward W. Morris Hearing Site: New York, NY | | $23,478 |
| 07-03603 | 12/30/2008 | Claimant(s): James Apostle Claimant Lawyers(s): Mark J. Astarita Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): John J. Lynch, Louis H. Miron, Edward W. Morris Hearing Site: Newark, NJ | ||
| 06-02392 | 02/06/2008 | Claimant(s): Robert Scherrer Claimant Lawyers(s): Richard DeVita Respondent(s): Brill Securities. Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $64,605 |