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FINRA Awards for Lori H. Carena

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0335107/22/2009Claimant(s): D.B. Toy Products., Marilyn Brechener TTEE Gertrude Sussel
Claimant Lawyers(s): Sidney A. Weisberg
Respondent(s): Patrick Rathje, Sky Capital LLC
Respondent Lawyers(s): Fran Duffy, Patrick Rathje
Arbitrator(s): Lori H. Carena, Alun Hywel Jones, Daniel J. Cristofano
Hearing Site: New York, NY
Checkmark Icon$0
08-0488706/23/2009Claimant(s): Humberto Gimenez, Humberto Gimenez Corporation
Claimant Lawyers(s): Humberto Gimenez
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): John Montone
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0
07-0341710/30/2008Claimant(s): Brant Kantor, Joel Kantor, Sue & Joe Kantor
Claimant Lawyers(s): Michael Bedell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Lori H. Carena
Hearing Site: New York, NY
Checkmark Icon$0

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