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FINRA Awards for Craig Charles Beles

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0371805/28/2014Claimant(s): Marcia Baker
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Kenneth George
Respondent Lawyers(s): Joel Wright
Arbitrator(s): John F. Cockburn, Roy J. Moceri, Craig Charles Beles
Hearing Site: Seattle, WA
Checkmark IconExpungement
11-0086712/11/2012Claimant(s): Clair Couturier
Claimant Lawyers(s): Bradley B. Jones
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Walter Schlaepfer aka Phil Scot
Respondent Lawyers(s): Nathan T. Alexander
Arbitrator(s): Robert E. Meston, Craig Charles Beles, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$1,714,480
10-0472008/05/2011Claimant(s): Paul Jarvis
Claimant Lawyers(s): Paul Victor Jarvis
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Erin Davenport
Arbitrator(s): Craig Charles Beles
Hearing Site: Seattle, WA
06-0181706/30/2008Claimant(s): Akhil Shah, Rajnikant Shah
Claimant Lawyers(s): Michael M. Feinberg
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Curt Roy Hineline
Arbitrator(s): Craig Charles Beles, Charles M. Ackerman, Stephen E. DeForest
Hearing Site: Seattle, WA
Checkmark Icon$0

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