| 08-00301 | 03/17/2009 | Claimant(s): Tyrone Tabak
Claimant Lawyers(s): Fred N. Tabak
Respondent(s): Wedbush Morgan Securities Inc.
Respondent Lawyers(s): Charles LaChaussee
Arbitrator(s): Vernon Barnum, Michael D. Harrison, R. Peter Faris
Hearing Site: Las Vegas, NV
| | |
| 01-06400 | 08/26/2008 | Claimant(s): Robert Tarrington
Claimant Lawyers(s): Robert W. Tarrington
Respondent(s): John Lee, Laurence Forsman, A.G. Edwards & Sons.
Respondent Lawyers(s): Jason S. Mills, Laurence S. Forsman, Nuviah Shirazi
Arbitrator(s): Martin Mandel, David J. Anderson, Michael D. Harrison
Hearing Site: Los Angeles, CA
| | |
| 02-00787 | 05/27/2008 | Claimant(s): Ronald and Kara Hershey
Claimant Lawyers(s): John Thomas Dzialo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Philip Hammitt
Respondent Lawyers(s): Peter Brown Dolan
Arbitrator(s): David Zollman, Michael D. Harrison, Carl W. Vaicek
Hearing Site: Los Angeles, CA
|  | $0 |
| 07-00803 | 04/04/2008 | Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Dennis Capriglione
Respondent(s): Thomas McGowan
Respondent Lawyers(s): Thomas Joseph McGowan
Arbitrator(s): Kenneth E. Owen, Michael D. Harrison, Steven A. Fox
Hearing Site: Los Angeles, CA
| | |
| 06-03869 | 10/03/2007 | Claimant(s): Bernard Hober, Cynthia Hober, John Bernard Hober Custodial, Kendall Anne Hober Custodial
Claimant Lawyers(s): Victor G. Zilinskas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Lauryn J. Hart
Arbitrator(s): Michael D. Harrison, Arthur F. Brueggeman, Karen A. Lockwood
Hearing Site: Los Angeles, CA
| | $0 |
