| 17-00775 | 12/08/2017 | Claimant(s): Barry Johnson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): G. R. Phelps & Co..
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Diane Ciccone
Hearing Site: Hartford, CT
| | |
| 15-03291 | 01/04/2017 | Claimant(s): Jay McCay
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Diane Ciccone, Edward Blumstein, William J. Hirsch
Hearing Site: Philadelphia, PA
|  | Expungement |
| 15-02045 | 09/22/2016 | Claimant(s): Anthony DiRuzzo, Theresa DiRuzzo
Claimant Lawyers(s): Anthony J. DiRuzzo
Respondent(s): Tiaa-cref Individual & Institutional Ser
Respondent Lawyers(s): Scott N. Sherman
Arbitrator(s): Diane Ciccone, Paul A. Auerbach, Thomas Matthew Madden
Hearing Site: Providence, RI
| | $0 |
| 13-02396 | 06/08/2016 | Claimant(s): Bruce Lanzetta
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Flemming, Lawrence Banks
Respondent Lawyers(s): Gregory Flemming, Lawrence Allen Banks
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $10,525 |
| 12-01957 | 12/04/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Lewis Lucarine
Respondent Lawyers(s): Lewis J. Lucarine
Arbitrator(s): Jim Geiger, Diane Ciccone, Timothy J. Tarpey
Hearing Site: Philadelphia, PA
| | |
| 14-01404 | 06/19/2015 | Claimant(s): Robert Rosen
Claimant Lawyers(s): Casey Green
Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $50,300 |
| 14-00800 | 03/27/2015 | Claimant(s): Michael Gregory Duke
Claimant Lawyers(s): Michael Duke
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Cornelius C. Clancy, Diane Ciccone, Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 12-04073 | 10/16/2014 | Claimant(s): Rose Gugliemetti
Claimant Lawyers(s): Scudder G. Stevens
Respondent(s): TD Ameritrade., TD Bank, USA
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | $13,750 |
| 13-01707 | 05/30/2014 | Claimant(s): Susan Frankel
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
| | Expungement |
| 12-02526 | 11/26/2013 | Claimant(s): Maryann Araman, Antone Araman
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Joseph Gunnar & Co. LLC
Respondent Lawyers(s): John E. Lawlor
Arbitrator(s): Diane Ciccone, Kathleen L. Daerr-Bannon, Timothy James Potero
Hearing Site: Philadelphia, PA
| | $674,030 |
