Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01334 | 09/18/2018 | Claimant(s): Estate of Manlio Frank Ajello, Deceased, Emily Gordon Claimant Lawyers(s): Emily Gordon Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Joseph Winter, Jeffrey L. Malek, Judy Man-Ling Lam Hearing Site: Los Angeles, CA |  | $0 |
| 17-02047 | 05/16/2018 | Claimant(s): Benel Inc Claimant Lawyers(s): Rone Oren Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Sandra L. Malek, Milton N. Gross, Noel Harvey Applebaum Hearing Site: Los Angeles, CA | | Dismissed by Rule 12504 |
| 17-02225 | 02/28/2018 | Claimant(s): Benjamin Anderson, Benjamin Lee Anderson Roth IRA TDA Cust Claimant Lawyers(s): Benjamin L. Anderson Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Elizabeth Gilbert Hearing Site: New York, NY | | $0 |
| 16-00381 | 05/11/2017 | Claimant(s): Mark Bell Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Simeon M. Schopf Arbitrator(s): Bertrand M. Lanchner, Stephen A. Weiner, Marion F. Posner Hearing Site: New York, NY | | $0 |