Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01729 | 02/19/2013 | Claimant(s): Jaclyn Dukatt Claimant Lawyers(s): James R. Amschler Respondent(s): UBS Financial Services Inc., Matthew Fuller Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Joann Peters, Michael E. Rohde, Beverly Jo McKemie Hearing Site: Dallas, TX |  | $102,000 |
| 09-06162 | 09/09/2011 | Claimant(s): Maya Sherrill, Nida Sherrill Claimant Lawyers(s): Jeffrey Erez Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): John J. Hearn Hearing Site: Ft. Lauderdale, FL | | $225 |
| 09-06757 | 07/06/2011 | Claimant(s): Stephen Miller and Dawn Miller Claimant Lawyers(s): Jeffrey Erez Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jonathan C. Schwartz Arbitrator(s): Joel Margolies, Jeffrey R. Roth, Theodore Israel Herold Hearing Site: Miami, FL | | Expungement |