FINRA Awards for Sonia M. Lopez del Valle

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Displaying 11-17 out of 17 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-01666	11/22/2019	Claimant(s): Jose Chaves Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Barth Satuloff Hearing Site: San Juan, PR
19-01784	11/20/2019	Claimant(s): Casto Coll Del Rio Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Nancy J. Cliff Hearing Site: San Juan, PR
19-01656	11/18/2019	Claimant(s): David Rojas Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
19-01291	10/28/2019	Claimant(s): Gabriel Matos Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-01213	10/18/2019	Claimant(s): Roberto De Desus Pou Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
19-01215	10/02/2019	Claimant(s): Francisco Landivar Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
18-03613	03/27/2019	Claimant(s): Alfonso Boneta Claimant Lawyers(s): Linette Figueroa Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Sonia M. Lopez del Valle Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR