12-02081 | 06/18/2013 | Claimant(s): Harvey Loomstein Irrevocable Trust, Joseph Loomstein Irr Tr, The Mildred Loomstein GST Exempt Irrv Tr, The Mildred Loomstein GST Non-Exmpt Tr Claimant Lawyers(s): Benjamin Lapin Respondent(s): Jeffrey Stern, FSC Securities Corporation Respondent Lawyers(s): Jason A. Richardson, Justin Sacca Arbitrator(s): Louis J. Weber, Patricia B. Lehtola, Martha Z. Ralstin Hearing Site: Dallas, TX
| | $0 |
12-01181 | 04/03/2013 | Claimant(s): Nancy Brown, Nancy F. Brown Trust dated 7/24/1989 Claimant Lawyers(s): Thomas D. Mauriello Respondent(s): Sagepoint Financial., John Venable Respondent Lawyers(s): Justin Sacca, Thomas Fleming Arbitrator(s): Jon C. Milliken, Sally G. Williams, Chad Anthony Franks Hearing Site: San Diego, CA
| | Expungement |
10-02929 | 12/16/2010 | Claimant(s): Sagepoint Financial. Claimant Lawyers(s): Justin Sacca Respondent(s): Harold McNaughton Respondent Lawyers(s): Harold D. McNaughton Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA
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