Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00587 | 12/23/2019 | Claimant(s): Brian Armstrong Claimant Lawyers(s): Matt Wolper Respondent(s): First Financial Equity Corporation Respondent Lawyers(s): German A. Salazar Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 19-00453 | 11/21/2019 | Claimant(s): James Caldwell Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Maurice M. Feller Hearing Site: Orlando, FL | ||
| 19-00495 | 11/19/2019 | Claimant(s): Stephen Martin Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC, UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms, Jon D. Kaplon Arbitrator(s): John P. Cullem Hearing Site: Tampa, FL | ||
| 19-00451 | 10/01/2019 | Claimant(s): Russell Nieland Claimant Lawyers(s): Matt Wolper Respondent(s): Robert W. Baird & Co. Incorporated Respondent Lawyers(s): Bethmarie Bohn Arbitrator(s): Thomas F. Mahoney Hearing Site: Des Moines, IA | ||
| 19-00452 | 09/26/2019 | Claimant(s): Mark Schlipman Claimant Lawyers(s): Matt Wolper Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO |