FINRA Awards for Richard F. Lubarsky

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03869	02/04/2020	Claimant(s): Adam Holeman Claimant Lawyers(s): Adam Noah Holeman Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Jay Alan Kranis, Regina Waynes Joseph, Timothy F. Grable Hearing Site: Newark, NJ
18-03767	06/05/2019	Claimant(s): Jason Spears Claimant Lawyers(s): Jason P. Spears Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Arne R. Rode Hearing Site: Chicago, IL
17-00718	09/20/2018	Claimant(s): NYLife Securities LLC, New York Life Insurance Company Claimant Lawyers(s): Richard F. Lubarsky Respondent(s): Jonathan Ayer, Karley Carto, Luis Decastro Respondent Lawyers(s): Barton E. Centauro, Richard F. Lubarsky Arbitrator(s): Patrick R. Westerkamp, Karen Kupersmith, Michael Jonathan Chazan Hearing Site: Providence, RI
17-03461	09/04/2018	Claimant(s): Bi-Zheng Liu, Jason Lin Claimant Lawyers(s): Ying Zhou Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Patrick R. Westerkamp, Lorrie E Whitfield, Christopher Scott Conner Hearing Site: Philadelphia, PA		Dismissed by Rule 12206