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FINRA Awards for Brian R. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0166611/22/2013Claimant(s): Mary Georgiade
Claimant Lawyers(s): Brian R. Williams
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Ann Pinciss Berman
Hearing Site: New York, NY
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