FINRA Awards for Carlos Pou

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Displaying 11-15 out of 15 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00937	12/22/2022	Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
21-01429	12/13/2021	Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
19-00730	11/13/2019	Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Seth L. Finkel Hearing Site: San Juan, PR
19-00749	10/01/2019	Claimant(s): Carlos Pou Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Roberto C. Quinones-Rivera Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
10-01317	11/09/2011	Claimant(s): Jose G. Flores & Gladys Aponte Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Carlos Pou, Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities Of Puerto Rico., UBS Financial Services Inc of PR Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto C. Quinones-Rivera Arbitrator(s): Robert H. Hagan, Nancy J. Cliff, Todd M. Saunders Hearing Site: San Juan, PR		Expungement