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FINRA Awards for Pruco Securities.

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Displaying 51-52 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0045407/16/2009Claimant(s): Jina Jeong
Claimant Lawyers(s): Jina Jeong
Respondent(s): Jung Park, Pruco Securities., Prudential Financial
Respondent Lawyers(s): Jason S. Mills
Arbitrator(s): Robert S. Fash, Laurent C. Vonderweidt, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
06-0511711/05/2007Claimant(s): Jack Shirley
Claimant Lawyers(s): Stephen Fisher
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Thomas E. Reddin
Arbitrator(s): J. Maxwell Williams, Paul Michael Secunda
Hearing Site: Little Rock, AR

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