Potomac Analytics' Logo

FINRA Awards for Lindsay E. Wuller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0006711/16/2017Claimant(s): Ryan Behm
Claimant Lawyers(s): Roger N. Walter
Respondent(s): Thrivent Investment Management Inc.
Respondent Lawyers(s): Lindsay E. Wuller
Arbitrator(s): Steven Meyrich, David L. Erickson, William E Murray
Hearing Site: Denver, CO
16-0085203/02/2017Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay E. Wuller
Respondent(s): Andrew Spivey
Respondent Lawyers(s): Andrew Gary Spivey
Arbitrator(s): Dean J. Dietrich, Ralph L. Jacobson, Rahul K. Surana
Hearing Site: San Francisco, CA

12 Results

Display: