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FINRA Awards for Romaine L. Gardner

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0352002/09/2010Claimant(s): Jill Clark
Claimant Lawyers(s): Jill Eileen Clark
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Frederic L. Lieberman
Arbitrator(s): Romaine L. Gardner
Hearing Site: New York, NY
08-0114803/30/2009Claimant(s): Gisela Selo
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Robert R. Meredith & Co..
Respondent Lawyers(s): Barbara J. Glenns
Arbitrator(s): Romaine L. Gardner, Hugh N. Fryer, Brian J. Neville
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement
07-0201810/02/2008Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Robert M. Bursky
Respondent(s): Andrew Grant
Respondent Lawyers(s): Mark D. Hunter
Arbitrator(s): Romaine L. Gardner, Alexander Forti, John T. Cafferty
Hearing Site: New York, NY

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