FINRA Awards for Anne W. Larkin

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-02548	09/27/2012	Claimant(s): Perry Allen Claimant Lawyers(s): Anne W. Larkin Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Terry R. Weiss Arbitrator(s): Chris J. Conanan, William F. Etherington, Christian Peter Cimmino Hearing Site: Richmond, VA		Expungement
10-04782	05/08/2012	Claimant(s): Roger Loria, Winifred Loria, Dr. Roger Loria IRA, Mrs. Winifred Loria IRA, Immunitas. Retirement Plan Claimant Lawyers(s): Anne W. Larkin Respondent(s): Arnold Dorman, Elmer Bullis, Next Financial Group. Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Donald B. Vaden, JoAnne Lewis Nolte, Margaret Verdery Little Hearing Site: Richmond, VA		$225,000