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FINRA Awards for Steven A. Budin

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0193609/24/2014Claimant(s): Benjamin Bruk IRA, The Bruk Family Living Trust dtd 3/10/06
Claimant Lawyers(s): Brandon L. Phillips, Telia U. Williams
Respondent(s): Kathleen Bellucci, Merrimac Corporate Securities.
Respondent Lawyers(s): Kathleen Bellucci, Stephen D. Pizzuti
Arbitrator(s): Steven A. Budin, Richard R. Edmister, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
Checkmark Icon$0
11-0427903/05/2013Claimant(s): Bank of Nevada
Claimant Lawyers(s): Garrett W. Wotkyns
Respondent(s): UBS Securities LLC, UBS Financial Services Inc.
Respondent Lawyers(s): Audette Paul Morales, Justin DeCamp
Arbitrator(s): James H. McAvoy, Steven A. Budin, Ernest F. Modzelewski
Hearing Site: Las Vegas, NV
Checkmark IconExpungement

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