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FINRA Awards for Fred Bauries IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0082908/29/2013Claimant(s): Fred Bauries IRA
Claimant Lawyers(s): T. John Kirk
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Julian F. Santos
Hearing Site: New York, NY
Checkmark Icon$25,518

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