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FINRA Awards for Lord Financial Services

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0055709/26/2014Claimant(s): John Wisener III & Christine Wisener Tru
Claimant Lawyers(s): Thomas Corcovelos
Respondent(s): Clinton Lord, Royal Alliance Associates., Lord Financial Services
Respondent Lawyers(s): G. Thomas Fleming III
Arbitrator(s): Roberta Haft, Edward A. Trabin, Robert Edward Koondel
Hearing Site: Los Angeles, CA
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