Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-02958 | 07/26/2010 | Claimant(s): Anna Rasmussen, Robert Jack Rasmussen, Cust. Acct., Samuel Robert Rasmussen, Taylor Marie Rasmussen Cust. Acct. Claimant Lawyers(s): Gregory A. Adamski Respondent(s): LPL Financial LLC, John Donaldson, Professional Wealth Management. Respondent Lawyers(s): Paul Weltlich, Peter B. Shaeffer Arbitrator(s): Robin David, James F. Carlson, Hyram A. Evans Hearing Site: Chicago, IL |  | $0 |
| 06-01656 | 03/28/2008 | Claimant(s): Brenna Lynn Michaels, Cust. Acct., Kevin J. Moody, Cus. Acct, Kyle Moody, Kevin J. Moody & Richard Moody, Ryan Moody and Richard Moody, Richard J. Moody Revocable Living Tr., Richard J. Moody, Rev.Liv.Tr. Claimant Lawyers(s): A. Daniel Woska Respondent(s): Prudential Equity Group Respondent Lawyers(s): Retta A. Miller Arbitrator(s): Edwin E O'Brien, Carroll O. Johnson, Mary Day Smelser Hearing Site: Oklahoma City, OK | | $0 |