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FINRA Awards for Luis D. Rovira

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0393206/21/2011Claimant(s): Vernon Zurick
Claimant Lawyers(s): Jeffrey A. Esses
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear Stearns Asset Management Inc.
Respondent Lawyers(s): Gabrielle Gould, Stephen M. Sinaiko
Arbitrator(s): Robert D. Greenlee, Gerald K. Moore, Luis D. Rovira
Hearing Site: Denver, CO
Checkmark Icon$0
09-0393706/25/2010Claimant(s): Harry Salzman
Claimant Lawyers(s): Derek C. Anderson
Respondent(s): Florence Klein, American Classic Financial Company
Respondent Lawyers(s): Philip W. Bledsoe
Arbitrator(s): Malcolm T. Cleland, Gene R. Thornton, Luis D. Rovira
Hearing Site: Denver, CO
Checkmark Icon$103,500

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