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FINRA Awards for Peter D. Bowes

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0349103/20/2014Claimant(s): Kevin PaulC Investment
Claimant Lawyers(s): Kevin M. Paul
Respondent(s): Gordon Dihle, Spencer Edwards.
Respondent Lawyers(s): Gordon D. Dihle
Arbitrator(s): William F. Skewes, Peter D. Bowes, Kathy L. Eisenmenger
Hearing Site: Denver, CO
Checkmark Icon$0
08-0495708/27/2009Claimant(s): Sally Geis
Claimant Lawyers(s): Jim Geis
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): John Fleming Kelly, Peter D. Bowes, Charles A. Newton
Hearing Site: Denver, CO
Checkmark Icon$100,225

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