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FINRA Awards for B. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0381906/15/2011Claimant(s): B. Williams
Claimant Lawyers(s): Matthew M. Wilkins
Respondent(s): Roger Shaffer, SunTrust Investment Services.
Respondent Lawyers(s): Peter A. Jacxsens
Arbitrator(s): Kenneth I. Daniels, John F. O'Neill, Jerome Jack Shure
Hearing Site: Atlanta, GA
Checkmark IconStipulated Award and Expungement

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