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FINRA Awards for Richard C. Vanden Brul

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0242409/18/2013Claimant(s): The Police and Fire Retirment System
Claimant Lawyers(s): Michael J. Sheehan
Respondent(s): Glenn Murray, Citigroup Global Markets., John Giampetroni, Morgan Stanley, GSC CDO, L.L.C., GSC PARTNERS CDO INVESTORS II, L.P., GSC PARTNERS CDO INVESTORS, GSCP (NJ) L.P., Morgan Stanley Dean Witter
Respondent Lawyers(s): Daniel A. Ross, Gregory B. Simon, Rawn Howard Reinhard, Stefan R. Dandelles
Arbitrator(s): Richard C. Vanden Brul, Stephen D Kursman, Gerald W. Hepp
Hearing Site: Detroit, MI
Checkmark Icon$0
10-0236509/27/2011Claimant(s): Patty L. Lapine Irrevocable Life Insuran
Claimant Lawyers(s): Frank T. Aiello
Respondent(s): Carin Amaradio, Mark Goldsmith, Securities Equity Group
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Thomas Anthony Van Tiem, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$133,333
09-0048205/24/2010Claimant(s): Joseph M. Fischer Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Barry Goldman, Richard C. Vanden Brul, Seth H. Barsky
Hearing Site: Detroit, MI
Checkmark Icon$0

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