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FINRA Awards for Noel K. Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0127504/11/2012Claimant(s): Frank Ear and Roseann Ear
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Tampa, FL
Checkmark IconStipulated Award
10-0031004/10/2012Claimant(s): Gerald Hummel, Ila Hummel, Hummel Family Trust dated 8/8/01
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney M. Krosse
Arbitrator(s): Noel K. Evans
Hearing Site: Orlando, FL
Checkmark IconStipulated Award

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