Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02656 | 03/30/2022 | Claimant(s): Michael Braun IRA Claimant Lawyers(s): Michael Braun Respondent(s): Rydex Distributors. Respondent Lawyers(s): Christopher Antonow Arbitrator(s): Sharon R. Merriman, Barry Goldman, Michael Charles Peek Hearing Site: Indianapolis, IN |  | Dismissed by Rule 12504 |
| 20-04089 | 09/15/2021 | Claimant(s): Michael Braun Claimant Lawyers(s): Michael Braun Respondent(s): Guggenheim Funds Distributors Respondent Lawyers(s): Christopher Antonow Arbitrator(s): Philip J. Glick, Gerald W. Hepp, David E. Bailey Hearing Site: Indianapolis, IN | | Dismissed by Rule 12504(a)(6)(A) |
| 18-03600 | 08/14/2020 | Claimant(s): Michael Braun Claimant Lawyers(s): Michael Braun Respondent(s): TD Ameritrade. Respondent Lawyers(s): Amanda Wright Arbitrator(s): Michael J. Meeusen, Raymond M. Kirtley, Jill Elise Vestal Hearing Site: Indianapolis, IN | | Dismissed by Rule 12206/12504 |