FINRA Awards for Terry D. Anderson

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03659	03/08/2016	Claimant(s): Barbara Klotz, Richard Klotz Claimant Lawyers(s): Anthony Reguero, M. Ryan DiMaria Respondent(s): Gary Roney, Jack Hartfelder, Morgan Stanley Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): David J. Anderson, A. Joel Klein, Terry D. Anderson Hearing Site: Los Angeles, CA		Expungement
10-02006	08/12/2011	Claimant(s): Arthur Ball Claimant Lawyers(s): Steven M. Green Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Terry D. Anderson, Kevin K. Forrester, Rose Marie A. Boucher Hearing Site: San Diego, CA		Expungement