Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-01053 | 06/01/2010 | Claimant(s): Jonathan Morse Seltzer IRA, Susan Oehler Seltzer IRA Claimant Lawyers(s): Jonathan Morse Seltzer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Daniel M. Rabinovitz Arbitrator(s): Lawrence R. Commers, Richard W. Thiele, Brett W. Olander Hearing Site: Minneapolis, MN |  | $0 |
| 09-00388 | 02/19/2010 | Claimant(s): Helen Prasil, John J. & Helen R. Prasil Rev.Trust Claimant Lawyers(s): Christopher T Davis Respondent(s): Ameriprise Financial Services., John Janes, Kari Douglas, Patty Nash, Randall Ehleringer, Ehleringer, Douglas & Associates Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Emily F. Seesel, Joyce G. Gordon, Richard W. Thiele Hearing Site: Minneapolis, MN | | Stipulated Award and Expungement |