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FINRA Awards for Laurence Goldstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0350006/02/2021Claimant(s): Galit Dermer Trust, Galit Dermer Trustee
Claimant Lawyers(s): Michael S. Hill
Respondent(s): Laurence Goldstein, First Financial Equity Corporation
Respondent Lawyers(s): Jason L. Cassidy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
12-0410303/05/2014Claimant(s): Laurence Goldstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stefanie M. Wayco
Arbitrator(s): Lewis S. Kurlantzick
Hearing Site: Hartford, CT
Checkmark Icon$0

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