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FINRA Awards for Andrew W. Levin

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0224901/05/2024Claimant(s): Simone Varessi
Claimant Lawyers(s): Simone Varessi
Respondent(s): LPL Financial LLC, William Faith
Respondent Lawyers(s): Jon D. Kaplon, William Lawrence Faith
Arbitrator(s): Andrew W. Levin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
22-0283710/27/2023Claimant(s): Tastyworks.
Claimant Lawyers(s): Ilana Zelener
Respondent(s): Toan Tran
Respondent Lawyers(s): Toan Tran
Arbitrator(s): Andrew W. Levin
Hearing Site: Los Angeles, CA
Checkmark Icon$0
21-0286103/24/2023Claimant(s): Arnold Shvarts, Oksana Shvarts
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Bradley Kaiser, Donald Bizub, Hagop Nalbandian, Krikor Demirjian, Wendy Rea, Western International Securities.
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert D. Sussin, W. Alex King, Andrew W. Levin
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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