Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
07-01788 | 09/15/2008 | Claimant(s): Claimant Lawyers(s): Respondent(s): Harry Friedman, Sloan Securities Corp. Respondent Lawyers(s): Brian H. Reis, Robert K. Ross Arbitrator(s): Richard E. Lerner, Edward L. Levine, Jeffrey H. Rosenthal Hearing Site: Newark, NJ | $136,780 | |
05-02755 | 01/23/2008 | Claimant(s): Eden Ginn UGMA/PA, Michael Ginn, IRA, Alison and Michael Ginn, Michael Ginn DDS PC Pension Plan, Michael Ginn Profit Sharing Plan Claimant Lawyers(s): Sidney L. Gold Respondent(s): Morgan Stanley DW Inc., Marque Cohen, Dean Witter Reynolds Inc., Morgan Stanley Dean Witter & Co Respondent Lawyers(s): Eric G. Wallis Arbitrator(s): Edward T. Borer, Robert F. Sanville, Richard E. Lerner Hearing Site: Philadelphia, PA | Stipulated Award and Expungement |