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FINRA Awards for Robert Paulen IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0059108/26/2022Claimant(s): Robert Paulen IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Nancy J. Cliff
Hearing Site: Boca Raton, FL
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