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FINRA Awards for Robert M. Lubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0270306/03/2010Claimant(s): William Tolson, William E. Tolson 2006 Rev Inter-Vivos T
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Howard Pearlman, Wachovia Capital Markets
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Frank R Weaver, Robert M. Lubin, Alan Richard Carlisle
Hearing Site: San Francisco, CA
Checkmark IconExpungement
08-0490205/13/2010Claimant(s): Mary Davis
Claimant Lawyers(s): Lee Bowie
Respondent(s): Alan Ferguson, James Kelsoe, Lynn Shaw, Morgan Keegan & Company.
Respondent Lawyers(s): Suzanne H. Bertolett
Arbitrator(s): Donald K. Eckhardt, Dale A. Hearn, Robert M. Lubin
Hearing Site: Jackson, MS
Checkmark Icon$196,958
09-0163512/16/2009Claimant(s): Estate of Chaille M. Love, Deceased
Claimant Lawyers(s): H. Lee Horner
Respondent(s): Lisaann Nouchi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): Robert M. Lubin, Michael J. Fish, Alan Richard Carlisle
Hearing Site: San Francisco, CA
Checkmark Icon$0

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